Laura Paglia
Lawyer: “Not much impact” here from SEC’s fiduciary debate
- By: Laura Paglia
- February 7, 2011 December 15, 2017
- 13:56
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The move is expected to reduce delays, simplify the banking complaints system
Reforms would extend program to fund dealers, expand monetary limits, fund certain costs
Elizabeth Warren says executives and the bank itself were able to escape the full scope of penalties that Congress could have levied
If proposals pass, CRA can impose harsh new penalties and compel taxpayer testimony under oath
CEO embezzled bank funds in crypto "pig butchering" scheme
All fund categories reported strong inflows, except for cryptoasset ETFs