Home News From the Regulators Lawyer: “Insurers deny existence of supervision”

Lawyer: “Insurers deny existence of supervision”

By: Harold Geller
February 25, 2011 December 15, 2017
13:18

Latest news In From the Regulators

FCA expands research unbundling to fund managers

U.K. regulator aims to improve access to research, market transparency

By: James Langton
November 5, 2024 November 5, 2024
12:27

CIRO proposes overhaul of arbitration program

Reforms would extend program to fund dealers, expand monetary limits, fund certain costs

By: James Langton
October 31, 2024 November 1, 2024
15:11

U.S. senator calls out lack of charges for TD execs in money laundering case

Elizabeth Warren says executives and the bank itself were able to escape the full scope of penalties that Congress could have levied

By: Canadian Press
October 31, 2024 October 31, 2024
14:51

Pyramid schemer banned in OSC settlement

Venture that led to conviction also violated securities rules, regulator says

By: James Langton
October 31, 2024 October 31, 2024
12:51

Today's top stories

Alts managers poised for private credit growth

Firms acquiring assets, partnering with banks, to drive portfolios

By: James Langton
November 5, 2024 November 5, 2024
12:47

Failed U.S. bank’s investors to see some restitution

CEO embezzled bank funds in crypto "pig butchering" scheme

By: James Langton
November 5, 2024 November 5, 2024
12:31

Canadian ETFs pulled in $8B in October

All fund categories reported strong inflows, except for cryptoasset ETFs

By: Noushin Ziafati
November 5, 2024 November 5, 2024
14:05

Inflation is down, wages are up. Why are Canadians still frustrated?

Steeper rates have increased the debt load of low- and middle-income households

By: Nojoud Al Mallees, Canadian Press
November 5, 2024 November 5, 2024
09:43