Harold Geller
Lawyer: “Insurers deny existence of supervision”
- By: Harold Geller
- February 25, 2011 December 15, 2017
- 13:18
Fund change triggered large tax bills for certain investors, regulators alleged
Advisory clients only offered low-paying sweep accounts, regulator alleged
Firms breached fiduciary duties by ignoring known vulnerability, regulator alleged
Beaten up mutual funds saw a ‘significant turnaround’ in the second half of the year
Auditor General took record-long 253 days to sign public accounts
Non-compliance results in denial of expense deductions, raising taxable income