Harold Geller
Lawyer: “Insurers deny existence of supervision”
- By: Harold Geller
- February 25, 2011 December 15, 2017
- 13:18
Firms failed to ensure that investors got fund fee rebates, waivers
Trio of firms sanctioned for regulatory reporting issues
SRO sets out common requirements, contemplates shift to annual CE cycle
Hacking eased in second half, as North Korean attacks dropped
2025 board members named for key OSC committee, FID, while IFBC’s Susan Allemang retires after 20 years
Panel orders more than US$50M in disgorgement, plus $5M in penalties and costs
A look at the status of selected tax proposals from the Trudeau government
The Dynamic Precious Metals Fund has outperformed its category and index over one, three, five and 10-year periods