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A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Montenegro approves extradition of Terraform crypto mogul to the U.S.

Kwon was charged in the U.S. with fraud over a US$40-billion crash of Terraform Labs’ cryptocurrency, which devastated retail investors around the world

Quebec Parliament building

AMF annual fee increases announced for 2025

Fee increases are between 1.6% and 2.85%, effective Jan. 1

Lightbulb drawn around tree image, indicating sustainable ideas

Competition Bureau clarifies expectations around new greenwashing rules

New laws were passed in June requiring companies to substantiate environmental claims

The legislature in Alberta

Proposed Alberta Pension Plan not entitled to 53% of CPP assets: OSFI

Chief actuary says LifeWorks did not "respect the textual indications of the legislation"

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

NBF settles supervisory allegations with MX

Firm failed to fully investigate potentially manipulative trading by an ex-employee

Gavel and Money - Canada stock photo

Breaching BCSC freeze order lands man in jail

Regulator found bank accounts frozen during an investigation had been depleted

fraud

Tribunal sets sanctions in record crypto fraud

Panel orders more than US$50M in disgorgement, plus $5M in penalties and costs

consultation discussion

TSX proposes trading rule reforms

Exchange seeks change to dark trading price improvement rules, feedback on unintentional crosses

Business lawyer team. Working together of lawyer in the meeting.

FINRA orders restitution to fund investors

Firms failed to ensure that investors got fund fee rebates, waivers

Judge looks at papers

Archegos founder gets 18-year sentence in the U.S.

Bill Hwang sentenced over hedge fund collapse that torched Wall Street

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

U.S. trade reporting violations spark sanctions

Trio of firms sanctioned for regulatory reporting issues

calendar court

Pair behind US$100 million deli plead guilty

Father, son duo plead guilty to securities fraud, conspiracy charges

A creative woman asking a question at the office

CIRO seeks feedback on proposed CE harmonization

SRO sets out common requirements, contemplates shift to annual CE cycle

cybersecurity

Crypto crime up in 2024: report

Hacking eased in second half, as North Korean attacks dropped

Illustration of a businessperson using a magnifying glass to examine files

FCA sets out to redesign U.K. retail investment disclosure

Regulators seek more useful, flexible product disclosures

Board room discussion

FSB tackles shadow bank leverage

Report sets out recommendations for addressing risks posed by leverage build ups

Businessman holding tablet with graphs

To boost research coverage, let issuers pay

ESMA consults on code of conduct to encourage issuer-sponsored research

Green planet

Emerging market regs team up on climate rules

IOSCO members launch group to support ISSB standards adoption

Climate change board

Climate disclosure remains a work in progress

CSSB issues final standards, CSA still working on rule that would mandate disclosure

a man on a precipice

Bank regulators to take a breather in 2025: Fitch

Amid an expected easing in the U.S., the rating agency has a neutral outlook on global bank regulation

consultation discussion

FCA unveils private stock market plans

U.K. launches experiment to facilitate private share trading

Bitcoin

Bitcoin surge benefits fraud victims in the U.S.

Victims poised to get all their money back after value of crypto seized by U.S. authorities soars

Pile of cryptocurrency coins

Europe gears up for new crypto rules

ESMA issues series of guidance ahead of new regime's launch at year end

Close up of businesswoman using calculator while going through financial bills.

OSFI keeps domestic stability buffer on hold at 3.5%

The hold reflects OSFI's view that risks facing the financial system remain generally stable

big vs little

Shadow bank growth outpaces traditional sector: FSB

Market gains, net inflows boost assets held in the non-bank sector