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Frankfurt, Germany - November 09, 2020: European Central Bank ECB, EZB headquarters at Eastend Frankfurt, Germany. The European Central Bank (ECB) is the central bank of the Eurozone. Close-up of the logo in front of the building.

European Central Bank cuts rates by another quarter point as possible trade war looms

The eurozone showed zero growth in Q4

penalty card

BCSC sanctions unregistered trading

Connecting issuers and investors violated securities rules, regulator said

Rules and regulations

FCA calls on alt managers to beef up valuation

Review flags conflict, independence shortcomings in private asset valuations

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

FCA finally bans bankers

Ex-Credit Suisse bankers pleaded guilty in corruption scheme back in 2019

  • March 4, 2025 March 4, 2025
  • 14:59
Hand placing a wooden person onto a wooden block

FSB taps BoC’s Macklem to head oversight group

Appointment comes as U.S. officials depart Treasury, FDIC

Computer keys

Open questions about open banking 

Federal promises are short on detail, but there’s work to do now 

calendar court

Bridging investors to finally see some money

Court approves interim distribution to unitholders, but for less than sought

crypto currency regulation

U.K.’s first crypto convict gets jail time

Operator of illegal crypto ATM network receives four-year prison sentence, FCA reports

Crypto coins

SEC says ‘meme’ coins aren’t securities

Agency issues opinion indicating that crypto novelties don't fall under securities law

Industry applauds delay in SEC clearing rules

Move allows more time to deal with operational, regulatory issues

Crypto currency

Crypto crime continues to grow, evolve: report

Ransomware on the decline, fraudsters turning to AI for help

Cop chasing crook

U.S. audit enforcement hit record high in 2024

Penalties imposed by U.S. PCAOB soar as volume of enforcement rises

The Australian Coat of Arms in metal hangs on the glass wall of a building that reflects another high-rise across the street.

ASIC seeks to revive public markets

Australian regulator seeks ideas for revitalizing listings, curbing risks

Gavel and texts

Former Bay Street titans in legal clash over OSC case

Court tosses claim alleging the RBC DS execs pushed OSC to take enforcement action against Yorkton exec in 2001

whistle blower

CFTC says enforcement will do more with less

Regulator issues guidance to encourage self-reporting, cooperation, remediation

Pile of cryptocurrency coins

Offshore crypto exchange settles with DoJ

Company to pay over US$500 million to resolve U.S. charges

Chart showing ups and downs of stock market

FSB targets implementation of post-crisis reforms

Data gaps on shadow banking sector a key priority alongside reform adoption

ponzi scheme

Winners in alleged B.C. Ponzi scheme face recovery effort

PwC seeks return of millions from investors that made money in scheme

Crypto currency

FSB seeks status report on crypto regulation

Group aims to identify challenges with implementing global framework

rules and regulations

OSFI revising capital, crypto, climate rules

Regulator details array of policy plans for federally regulated financials

SEC replaces crypto team with smaller cyber enforcement unit

Regulator shifts focus to broader online misconduct against retail investors

trader at desk

IOSCO flags market surveillance struggles

Regulators face challenges with market fragmentation, high-tech trading

Businessman touching a screen showing the concept of global networks

Investment dealers want open (banking) relationships too

CIRO plans to facilitate voluntary participation in federal open banking effort

Financial stock exchange market display screen board on the street

U.K. signals move to T+1 in 2027

Industry taskforce to oversee transition in line with continental Europe