Technology will drive harmonization, regulators say
The insurance industry is taking a page from the mutual fund industry, leveraging technology to address mounting disclosure regulations
The insurance industry is taking a page from the mutual fund industry, leveraging technology to address mounting disclosure regulations
AI is slowly making its way into the wealth-management industry and will ultimately transform financial advisors’ role
Blockchain technology may transform financial services just as peer-to-peer file-sharing technology changed the music industry almost 20 years ago
Far from replacing interaction with real people, technology strengthens the financial advisor’s client service
Wealth-management firms are encountering the most tumultuous business environment ever, and advisors can help their firms and clients emerge successfully
An e-migration strategy can help transform your company for growth, but it comes with challenges
Not all communication on social media is effective and advisors who rely excessively on it to connect with clients and prospects may be hurting their…
Although increasing compliance and regulation are perceived as burdens to many advisors and their firms, the business case for more efficient disclosure is compelling
Financial technology companies are widely held as marketplace disruptors. Yet, increasingly, these firms will be seen as enablers to the incumbent financial institutions
This new, disruptive technology will force us to rethink the role of banks, dealers and other financial services institutions in society
Technology comes in all shapes and sizes, but will increasingly be dispensed as a service delivered online
New fintech entrants are changing the financial services landscape, but this technology breakthrough has been years in the making
Advisors who offer a healthy balance of personal and technical support will strengthen their client relationships and overcome the most stressful situations
Generally touted as a boon to society, technology may be changing our behaviour for the worse
It’s becoming more important for advisors to leverage technology to maintain an audit trail showing compliance that you’re doing the right thing
Canadian financial services institutions need to consider a broader spectrum of devices for imparting financial advice and delivering services
Dealers and fund companies must make a concerted effort to drive clients to digital channels
Regulatory compliance can and should be woven into better investor experiences. This requires an approach that combines core competencies in data and analytics-driven insight
Sending material to clients before they make a decision could help improve disclosure to retail investors, but may complicate advisors’ marketing efforts
Some financial services organizations perceive inherent risks associated with the cloud, but the temptation to avoid this evolving frontier will be done at their peril
Advisors cannot hope to remain compliant without the strategic use of technology
The key to migrating client activity to the web is to complement the human experience, not to replace it
Not only are there significant cost savings available for both financial services firms and their advisors, but changes in regulation and investor behaviour are key…
The introduction of the Fund Facts documents presents a great opportunity for the industry to make some wholesale changes to the disclosure landscape