Why retired advisors can be sued
In part four of a six-part series, “Keeping your practice compliant,” Ellen Bessner, partner, Babin Bessner Spry LLP, and Dan Richards, CEO, Client Insights, discuss why advisors can be sued in retirement, and explain steps you need to take to ensure you are not at risk.
- By: Dan Richards, Ellen Bessner
- July 1, 2016 November 9, 2019
- 13:00