Gavin AdamsonEllen Bessner
Two-way communication with regulators requires transparency
Ellen Bessner, a litigation partner at Cassels Brock & Blackwell LLP, describes her experience with regulators when defending her clients. She says regulators ought to be more transparent with enforcement notices and share information with the advisors, dealers and issuers under investigation. She spoke with Gavin Adamson at the TMX Broadcast Centre in Toronto.
- By: Gavin Adamson, Ellen Bessner
- April 30, 2012 October 30, 2019
- 10:20
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