In part three of a six-part series, “Keeping your practice compliant,” Ellen Bessner, partner, Babin Bessner Spry LLP, and Dan Richards, CEO, Client Insights, explain why face-to-face meetings are essential to advisors’ know-your-client obligations.
Insurance advisors answered multiple-choice questions about their industry experience for this inaugural research
Housing costs are a growing worry, BMO index finds
New funds hold several big names found in broad U.S. stock indexes
Effective communication, whether digital or in person, remains key to strong client/advisor relationships
Position grows to $2 trillion, up $166.6 billion in Q4
Sterling co-founders join MNP as partners
Solid market returns drove household net worth to almost $17.5 trillion
Kids learn about earning, spending, saving and borrowing
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