David Di Paulo
IFB Summit: Two top regulatory issues facing advisors
David Di Paulo, securities litigation partner, Borden Ladner Gervais, discusses two major regulatory concerns facing advisors. He discusses the impact of current legislative changes regarding elderly clients, and explains how a “best interest” standard would alter the landscape for the investment industry. Di Paulo spoke at the 2013 Independent Financial Brokers Fall Summit in Toronto.
- By: David Di Paulo
- November 7, 2013 April 6, 2019
- 10:30
aHR0cHM6Ly93d3cuaW52ZXN0bWVudGV4ZWN1dGl2ZS5jb20vaW4tZGVwdGhfL3NwZWNpYWwtcmVwb3J0cy9pZmItc3VtbWl0LXR3by10b3AtcmVndWxhdG9yeS1pc3N1ZXMtZmFjaW5nLWFkdmlzb3JzLw(U2NyZWVuSGVpZ2h0)NzIw(U2NyZWVuV2lkdGg)MTI4MA(T0ZTWVNfUmVmZXJyZXI)(dmlzaXRvcktleQ)d3dpQVpxdXc(dmlzaXRLZXk)NkI0OVF1VTc){kind=small}