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IFB Summit: Two top regulatory issues facing advisors

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Home In Depth Special Reports 2013 IFB Fall Summit IFB Summit: Two top regulatory issues facing advisors

2013 IFB Fall Summit

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IFB Summit: Two top regulatory issues facing advisors

David Di Paulo, securities litigation partner, Borden Ladner Gervais, discusses two major regulatory concerns facing advisors. He discusses the impact of current legislative changes regarding elderly clients, and explains how a “best interest” standard would alter the landscape for the investment industry. Di Paulo spoke at the 2013 Independent Financial Brokers Fall Summit in Toronto.

  • By: David Di Paulo
  • November 7, 2013 April 6, 2019
  • 10:30
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David Di Paulo

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Keywords
Best interest standard,
 
Fiduciary duty
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