Susan Wolburgh Jenah, president & CEO, Investment Industry Regulatory Organization of Canada (IIROC), discusses the evolution of the investment regulatory landscape, including how to broach CRM-2 with clients, the fiduciary question, and professional standards in Canada. Jenah spoke at CIFPs 2014 in Halifax.
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Certification body agrees not to challenge CIFP’s right to use trademarked Chartered Financial Planner designation
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Concerns about conflicts, insider trading, manipulation in pre-hedging trades