Be transparent with your compliance officer
In part 4 of this series, Ellen Bessner, a litigation partner at Cassels, Brock and Blackwell LLP, argues that advisors shouldn’t hide from their compliance departments. She spoke at TMX Broadcast Centre in Toronto.
- By: Gavin Adamson, Ellen Bessner
- April 22, 2012 October 30, 2019
- 20:15