Regulators’ Report Card: A good job

Although Canada’s investment industry may be on the cusp of facing more significant regulatory changes, compliance officers and company executives surveyed for the 2017 Regulators’ Report Card remain confident of the provincial securities commissions and self-regulatory organizations that oversee their businesses.

Even when survey participants disagree with the regulators’ approach on certain issues, they understand that the regulators have a job to do and – for the most part – believe they’re doing it well.