Regulators’ Report Card 2016: Regulatory trends
Pablo Fuchs, senior editor with Investment Executive, and Fiona Collie, staff writer, discuss whether survey participants want to see a merger of the SROs and if regulators should take measures to separate the cost of advice from the cost of investment products.
- By: Pablo Fuchs
- March 29, 2016 November 9, 2019
- 09:05