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Canadian IPO market hits pause amid first quarter volatility

New issues in the wings signal a likely increase in deal activity for the balance of the year

  • April 2, 2018 November 9, 2019
  • 12:15

Much work to be done

Survey participants raise several concerns

Regulators Report Card masthead April 2018

Dissatisfaction with regulators increases

Although the BCSC's ratings increased year-over-year, no other regulators in the survey experienced a similar fortune

Time to make a move on commissions

The investment industry wants regulators to make a decision on embedded commissions once and for all

How we did it

IE research journalist Anthony Burton spoke with 108 survey participants from across the investment industry

Debating regulators’ role in cybersecurity

While some survey participants said regulators should be doing more about cybersecurity, others said the onus is on the industry

Regulators focus on fintech

Provincial regulators were recognized for facilitating fintech, but some survey participants still had concerns

A balancing act for regulators

Regulators are doing a better job of protecting investors without restricting business, but more needs to be done

Approaches to small firms differ greatly

The OSC, BCSC and ASC were praised for making life easier for smaller dealers, but the same can't be said for the SROs and the…

  • By: Leah Golob
  • March 29, 2018 November 11, 2019
  • 00:13

Clients care little about funds’ brands

Research found that advisors are far more likely to choose proprietary investment funds for their clients

Parliament hill, Ottawa, graphich

Federal Budget 2018

Keep on top of all the latest tax changes in Budget 2018. Watch this webinar replay with noted tax expert Jamie Golombek.

Industry has mixed reaction to Budget 2018

Feds fall short of promoting sustained growth: IIAC

Highlights from Budget 2018

Changes to income sprinkling, passive investment income and the small business tax rate

The Seasons of an Advisor’s Life: Fall, a time for harvesting, productivity and shedding the old

Have You Thought About What Season Your Practice is in?

A different frame

HNW clients want guidance on the complex challenges that wealth can bring

Powering up your practice

Referrals are key to boosting your roster of HNW clients

CPPIB spending $690M for minority stake in software firm Regnology

The firm makes software focused on regulatory reporting solutions for financial institutions

Reclaiming Control: How Edward Jones Rewards Me for Building My Business, My Way

Discover how Edward Jones empowers experienced financial advisors like me with autonomy, support and a compensation model that values our experience.

Private REITs Offer Stability in Uncertain Political Environments

How private REITs can reduce portfolio volatility in times of public market turbulence.

Why the Definition of Independence Matters in the Canadian Securities Industry

Designed Securities Ltd. co-founders Gillian Kunza, CEO and Michael Konopaski, CFO explore common language, context and consensus in the Blue Ocean of independence.

Designed Securities’ AI readiness – how progress and quick pivots are leading them forward

Designed Securities Ltd. co-founders Gillian Kunza, CEO and Michael Konopaski, CFO continue their discussion about trailblazing in an industry filled wiqth conflict, opportunity, and dinosaurs.

Brokerage Report Card 2024 main chart

How investment advisors rated their firms’ support offerings and tools

  • By: IE Staff
  • June 5, 2024 June 4, 2024
  • 09:16

Insurance advisors share industry sentiment and needs (charts)

Insurance advisors answered multiple-choice questions about their industry experience for this inaugural research

Hot housing market gives some Canadians cold comfort

Housing costs are a growing worry, BMO index finds

  • By: IE Staff
  • March 17, 2022 March 17, 2022
  • 15:02

Canadian ETFs enter the metaverse

New funds hold several big names found in broad U.S. stock indexes

  • By: Rudy Luukko
  • January 24, 2022 January 24, 2022
  • 00:15

Can investing choices open doors to opportunity?

The NEI Global Corporate Leaders Fund is investing in companies that enable people to live and thrive.

Can investing choices improve quality of life?

The NEI Global Corporate Leaders Fund is investing in companies that promote people’s health and well-being.

Can investing choices create a more inclusive economy?

The NEI Global Corporate Leaders Fund is investing in companies breaking down barriers to economic participation.