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Lawyer: Advisors duty to “investigate and report” on clients

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Home Building Your Business Practice Management Lawyer: Advisors duty to “investigate and report” on clients

Lawyer: Advisors duty to “investigate and report” on clients

John Fabello, a securities lawyer and a partner at Torys LLP, describes the fundamentals of the Investment Industry Regulatory Organization of Canada’s so-called “gatekeeper obligation” and it means for advisors. He spoke with Gavin Adamson at the TMX Broadcast Centre in Toronto.

  • By: John Fabello
  • January 18, 2012 October 30, 2019
  • 11:00
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