New entrants, new questions
How the Brokerage Report Card is done
How the Brokerage Report Card is done
IPOs on the junior market are diversifying although mining companies still dominate the deals
U.S. studies find that the best deals go to insiders, with negative results for others
Lululemon’s dual listing made a big splash in 2007, but most new players now come from abroad
With the demise of income trust conversions, investment bankers are looking for alternatives
Canaccord Capital Inc. shines on the TSX Venture Exchange
But traditional IPOs — and their underwriters — make a comeback
There is a lot of talk about meeting client expectations and what happens to relationships when expectations aren’t met. Maybe our family is under an…
Giving one small donation to charity can open the requests floodgates
The industry must ensure that Canadians of modest means have access to basic services
You wouldn’t expect the allegedly socialist mayor of Canada’s largest city, which is allegedly teetering on the verge of bankruptcy, to relish his annual meetings…
Rapidly rising house prices have driven many migrants back to their province of origin
Despite the city’s best attempts, speedy clearing of snow is being thwarted by the workers’ union
The current government could learn a lot from the Mulroney government’s communication skills
If federal Finance Minister Jim Flaherty hopes to be the one who finally rationalizes the securities regulatory system, he’s going to have to do better…
The U.S. got into the current slowdown/recession because consumers took advantage of low interest rates and used their homes as ATMs. Will they make the…
The algorithmic method developed by Shawn Brayman can deliver the same results — but much faster
But lower share prices present an opportunity to invest in the subsector
Turning to bonds options is a good strategy in the current environment as U.S. interest rates are likely to come down further
Although key challenges arising this year could hurt the asset manager, it has a variety of diversified businesses
Although income trust earnings have dropped quite heavily in the past year, those of equities are mainly flat
The recent turmoil has been profitable for bonds, but now is the time to position your clients for the market’s recovery
South Africa’s failure to increase power-generating capacity has slowed mining activity for the precious metal
The big issue hanging over the markets is whether the U.S. economy is heading into the deep freeze
For risk-averse investors CI Signature Select Canadian Fund may be a better choice than AIM Canadian Premier Fund
Several traditional no-load fund firms introduce these funds to penetrate the advisor channel
Now that the federal government has made life difficult for income trusts, Calgary-based firm looks to other products
Sales are slow so far this year partly because investors have been discouraged by the wild gyrations of equity markets
U.S.-based Claymore Securities shutters 11 lightly followed ETFs, but Canadian ETFs should be safe
Studies conclude that index funds work best for passive investors
AIC launches four new fundsBurlington, Ont.-based AIC Ltd. has introduced four global specialty funds that will provide investors with exposure to growth opportunities in the…
Instead, the industry should try to work with the ombudsman
This couple’s retirement income and education costs for their children are not adequately provided for right now
Use an agenda and keep weekly meetings short
Reflecting diversity in the community makes business sense; accommodations can be inexpensive
Even small businesses can become lucrative clients; partnering with an experienced group benefits advisor is a good way to start
Roberta Quentin believed her clients were generally satisfied with the level of service they received from her. But there was no evidence — beyond the…
It used to be that debt and retirement were considered incompatible. How could anyone enjoy their golden years while being in the red financially? Yet,…
Thanks to a change in legislation, the choice of whether or not to declare bankruptcy to get rid debt in retirement has become a lot…
Sherry Cooper serves up lots of opinions with her sound recommendations
The key difference between a regular trust and an absolute discretionary trust — or Henson trust, as it is often called — is ownership, says…
Travelling outside North America for medical procedures is becoming increasingly popular
When a loved one dies, go through the grieving cycle at your own pace, say experts
Graeme Treeby helps parents set up Henson trusts for disabled children so they won’t lose provincial benefits
Understanding the unique characteristics of women and their circumstances is key
An approach tailored to the individual is the most effective
Document ensures you’re meeting expectations, opens lines of communication and paves the way for referrals
An overloaded inbox can lead to wasted time and lost messages. Here are some tools to help you organize your e-mail
Regulators require companies to provide a fair valuation of the distressed paper in their yearend financial statements
frontierAlt is aiming to increase its fund offerings, while other firms explore the option of entering the market
The Quebec regulator could ask for the merger agreement to be reopened for changes, which could spell trouble
Despite the CSA’s introduction of a national disclosure regime after Bre-X, investors find it provides little protection
2007 saw huge volatility, a surge in global investing and increasing U.S. participation
Robert Krembil, co-founder of Trimark Financial Corp., invests in Tye Bousada’s new investment management firm
Insurers and lawyers disagree about the potential fallout from Alberta court decision
But the allure of a less bureaucratic, more entrepreneurial environment is still appealing
High employment rates are keeping households afloat, but debt is rising
Unlike other insurers that focus on fixed-income vehicles, Manulife has invested in a variety of asset classes
The former Norbourg Group executive was handed a lengthy jail sentence and a hefty fine
Lawyer Paul Dubé, the just-appointed Taxpayers’ Ombudsman, intends to shine a light on taxpayer complaints
Atlantic-based securities dealer hopes to build a national firm
David Goodman of DundeeWealth is aiming for more of the same: strong growth
GrowthWorks Atlantic Venture Fund is aiming to get a piece of Atlantic Canadians’ annual $1.5 billion in RRSP contributions
Provisional liquidator in charge of affair will also oversee Cayman Islands-based hedge fund involved in the scandal
Introduction of North America’s first carbon tax and cuts to income taxes are the key highlights
The combined entity would provide cost-effective services, and possibly fend off competition from B.C.-based CUs
Interest payments on the province’s loan are the third-largest expenditure on its balance sheet
MasterCards issued by credit unions are barred by U.S. embargo laws
Extended non-compete and similar cultures should smooth the merger with Royal Bank of Canada, principals say
Consulting firm sees greater synergies in bringing together all the support services it offers
Management says capital markets are still undervaluing the company’s potential
Despite advisors’ best efforts, extreme nervousness has kept many clients huddling in the safety of cash and low-risk money market funds this RRSP season. Shocked…
There are better survival tactics than taking refuge in cash
Yet another federal group will work on a national securities regulator
The IMF’s report homes in on lax enforcement, and also calls for a national securities regulator
Peer-to-peer lending has arrived
