A Market Regulation Services Inc. (RS) hearing panel will convene in Calgary on April 4 to consider settlement agreements between RS and Margaret Coleman and Judy Koochin of CIBC World Markets Inc. relating to alleged breaches of the just and equitable principles of trade.
Coleman is a first vice president (trading officer) at the Bow Valley branch of CIBC WM in Calgary. She is an officer of the firm as well as a registered representative. Koochin is an investment representative and Coleman’s securities assistant at the same branch.
No details of the settlement agreement will be released prior to the April 4 hearing.
The hearing, which will convene at the convene at the offices of the TSX Venture Exchange, is open to the public.