Berkshire group of companies today announced the appointment of Ron Vallière to the newly created position of associate vp – trade desk compliance, Berkshire Securities Inc.
Vallière brings to Berkshire Securities a unique depth of experience in regulatory management, acquired as manager of the national trade desk review program at Market Regulation Services Inc. and hands-on knowledge of equity trading in banks and brokerages as a former head trader and institutional compliance officer.
Vallière’s mandate is to develop enhanced corporate and advisor training programs and policies and procedures.
“Ron’s affiliation with the IETA (Institutional Equity Traders Association) and his insight with creating, setting up, and maintaining a sophisticated compliance system will bring tremendous value to Berkshire and its advisors, particularly those specializing in capital markets. Ron is available for regulatory consultation and training to all Berkshire Advisors considering expanding into equity markets,” said Alison Fletcher, vp compliance, Berkshire.
Berkshire group of companies consisting of Berkshire Investment Group Inc., Berkshire Securities Inc. and Berkshire Insurance Services Inc.
Berkshire appoints new compliance officer
Vallière’s mandate is to develop enhanced training programs, policies and procedures.
- By: IE Staff
- July 7, 2006 July 7, 2006
- 10:50