The investment industry’s self-regulatory organization and its trade association are reuniting for a series of roadshows on the new Client Relationship Model (CRM) requirements.
The final version of the Investment Industry Regulatory Organization of Canada’s (IIROC) CRM rules were published earlier this year, revising the disclosure, suitability and conflict of interest management requirements. Various aspects of the rules are to be implemented over the next couple of years.
In order to explain the changes and help with their implementation, IIROC and the Investment Industry Association of Canada (IIAC) are holding a series of events across the country, starting next month. IIROC and the IIAC say the events will feature panel discussions, round tables and industry representatives.
The first event is slated for Calgary on June 11, followed by Vancouver on June 12, Montreal on June 19, ending in Toronto on June 22. Visit the IIAC website for a complete schedule.