The Investment Dealers Association has issued internal control policy statements on the pricing of securities and derivatives risk.
The IDA’s board has approved amendments to its policies by adding new policy statements on pricing and derivatives, effective March 1.
“The purpose of the amendment is to provide industry standards with respect to internal controls over pricing and derivatives trading by member firms,” it says.
Witherington will be moving from head of Asia to running the whole company
The insurer is off-loading lower-return assets
The acquisition also marks the launch of Canaccord’s Ottawa office
Net assets rose to $675.1 billion in the quarter
S&P 500 will fall to 4,100, Canada will also see a recession, Peter Berezin forecasts
RBC still requires the credential in retail branches, FSRA provides date for forthcoming title protection review
Enforcement case volumes decline in fiscal 2024, agency says
Rep arranged a loan from one client to another to repay a "gang" debt