The Investment Dealers Association has issued internal control policy statements on the pricing of securities and derivatives risk.
The IDA’s board has approved amendments to its policies by adding new policy statements on pricing and derivatives, effective March 1.
“The purpose of the amendment is to provide industry standards with respect to internal controls over pricing and derivatives trading by member firms,” it says.
Robert Ouellette has held executive positions in financial services, engineering, professional services, tech
Also, Blue Cross Life partners with PolicyMe for online insurance applications
CCMA declares project a success, but not a blueprint for T+0
The cuts come just a year after the insurer cut 250 positions in its investment management division
If proposals pass, CRA can impose harsh new penalties and compel taxpayer testimony under oath
Majority underweighted energy and materials, overweighted consumer stocks over 17-year study
All fund categories reported strong inflows, except for cryptoasset ETFs