Dan Hallett
Hallett: two steps for better fund industry regulation
- By: Dan Hallett
- May 20, 2009 December 15, 2017
- 15:36
Regulators aim to improve handling of systemic issues
Growing AI adoption poses rising financial stability risks too, group warns
Lack of standards inhibits consistent, comparable disclosure, regulators find
Firms must communicate with advisors and provide training when implementing new systems
Advisors want fair compensation plus the ability to avoid conflicts of interest when meeting clients' needs
The acquisition also marks the launch of Canaccord’s Ottawa office