CIRO set to launch disgorgement payout program
Harmed investors will be able to make claims for share of sanctions, April 1
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Broker-turned-finfluencer-turned-fraudster pleads guilty
Ex-rep posed as a successful trader online, duping investors
Industry moves: National Bank scores BMO Nesbitt Burns team
Plus, Wellington-Altus adds talent, OSFI's Gully headed for Basel Committee and more
RBC’s new head of AI eyes opportunities across business segments
Proprietary data, keeping humans and regulators in the loop key to strategy
- By: Jonathan Got
Appeal court upholds BCSC collection effort
Payments from LIFs can face forfeiture, court finds
- By: James Langton
C.D. Howe Institute calls for major tax overhaul
Proposal to lower tax rates and simplify or eliminate tax credits could unleash $140B in capital investment
CSA to test semi-annual reporting for venture market
Pilot project could lead to broader shift to less frequent reporting
- By: James Langton
Another climb for oil prices rattles stocks worldwide
Inflation worries reduce hopes for Fed cut this year
January retail sales up 1.1% to $70.7B: Statistics Canada
Sales rose in six of nine subsectors, led by motor vehicle and parts dealers
CFTC at the bat, in deal with MLB
Regulator reaches first MoU with a sports league to protect market integrity
- By: James Langton
Supreme Court denies leave in mutual fund case
Appeal denied in tax case that called for strict securities law compliance
- By: James Langton
Power Corp. reports $408M in net earnings
Earnings were down year over year from $933M
Banks moving forward on measuring key climate financing measure
National Bank, CIBC and Scotiabank have so far committed to tracking their energy supply ratios
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Quebec adjusts several sector-specific tax credits
Budget focuses on extensions and changes to support AI, media and culture
- By: David Truong
IOSCO seeks improved oversight of OTC markets
Regulators flag risk of buildup of large, opaque trading positions
- By: James Langton
U.S. national debt surges past $39T just weeks into war in Iran
The war on Iran is estimated to have cost the U.S. more than $12B so far
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How connected systems and data help advisors work more efficiently and deliver a better client experience
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