OSC proposal looks at automating compliance, cutting costs
Regulator consults on approach to building machine-readable rules
Regulator consults on approach to building machine-readable rules
Oil shock knock-on effects more likely as conflict drags on
Plus, EQB gains talent, Fiera CEO on medical leave, and a leadership transition at Hazelview
SEC alleged firm failed to disclose conflicts in mutual fund revenue sharing
Dow and Nasdaq finished in correction territory last week
Clamp-down on scams may impose new obligations on financial institutions, among others
Quebec pension fund is FNZ's primary shareholder
Provincial budget’s cut to small business tax rate comes with adjustment for tax-integration purposes
ETFs are being approved under rules that weren't designed to govern them, and sold without sufficient explanation
The number of ETFs available in Canada has grown twice as fast as the mutual fund industry — faster than advisors can keep up
Separate legislation give Canadians, lawmakers opportunity to scrutinize separate issues
Stablecoins will form foundation for tokenizing other financial assets
Regulators lament shrinking shelves, eroding support for junior issuers
SRO issues revisions to gatekeeper, trading supervision obligations
IPC upholds OSC decision to preserve privacy of dealers in failed trade study
Regulator addresses questions from market participants after Wealthsimple gets approval to launch event contracts
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Advisor chargebacks are bad for the industry