OSC proposal looks at automating compliance, cutting costs
Regulator consults on approach to building machine-readable rules
Top stories
Energy shock to drive food inflation: CIBC
Oil shock knock-on effects more likely as conflict drags on
Industry moves: Morgan Stanley Wealth Management Canada adds veteran advisor
Plus, EQB gains talent, Fiera CEO on medical leave, and a leadership transition at Hazelview
U.S. advisor settles SEC charges
SEC alleged firm failed to disclose conflicts in mutual fund revenue sharing
- By: James Langton
U.S. stocks rise in shaky trading as oil prices keep climbing
Dow and Nasdaq finished in correction territory last week
Ottawa launches consultation on anti-fraud strategy
Clamp-down on scams may impose new obligations on financial institutions, among others
US$4.6B class action against FNZ and the Caisse to proceed in May
Quebec pension fund is FNZ's primary shareholder
- By: Jonathan Got
Ontario business owners to face greater tax burden when accessing retained earnings
Provincial budget’s cut to small business tax rate comes with adjustment for tax-integration purposes
Re: Spaghetti at the wall
ETFs are being approved under rules that weren't designed to govern them, and sold without sufficient explanation
- By: Harvey Naglie
Spaghetti at the wall
The number of ETFs available in Canada has grown twice as fast as the mutual fund industry — faster than advisors can keep up
- By: Kevin Press
Stop putting non-financial items in budget bills: Senate
Separate legislation give Canadians, lawmakers opportunity to scrutinize separate issues
- By: Jonathan Got
Deloitte and Stablecorp partner on stablecoin infrastructure
Stablecoins will form foundation for tokenizing other financial assets
- By: Jonathan Got
Big banks take heat at Senate hearing
Regulators lament shrinking shelves, eroding support for junior issuers
- By: James Langton
CIRO wraps guidance update project
SRO issues revisions to gatekeeper, trading supervision obligations
- By: James Langton
Short-selling dealers stay secret
IPC upholds OSC decision to preserve privacy of dealers in failed trade study
- By: James Langton
CIRO clarifies its prediction markets requirements for dealers
Regulator addresses questions from market participants after Wealthsimple gets approval to launch event contracts
- By: Noushin Ziafati
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Advisor chargebacks are bad for the industry