Top stories
Court settlement

Vanguard settles with SEC, NASAA

Fund change triggered large tax bills for certain investors, regulators alleged

Rolled newspaper with the headline Alternative Investments

Product roundup: AGF, Sagard roll out alternative funds

Plus, TD expands its ETF lineup, other firms make fund changes

Coin stacks

Foreign investors gobble money markets

Offshore investors add T-bills, slow bond buying, dump equities in November

Judgment fine

Firms shortchanged cash sweep clients: SEC

Advisory clients only offered low-paying sweep accounts, regulator alleged

Bank of Canada note

BoC could have been clearer about extraordinary measures: review

The central bank 'must take on board the lessons from this unprecedented experience': Macklem

Board room discussion

AMF pledges proactive prudential supervision

Regulator to consider fair treatment of clients amid firms' operational risks

TD bank. stock photo

TD Bank moves up incoming CEO’s start date, cuts bonuses for 41 execs

The bank says it cut the bonuses to reflect the seriousness of its anti-money laundering failures

Household debt growth slows: StatCan

Credit card balances shrink, tempering increase in mortgage borrowing

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Quant funds failed to guard models: SEC

Firms breached fiduciary duties by ignoring known vulnerability, regulator alleged

China flag

China’s economy expands 5% in 2024

The economy picked up speed in the last quarter due to strong exports, stimulus measures

volatility

Global regs seek safer margin calls

Policymakers aim to address issues exposed in March 2020 market stress